Financial Services

OBJECTIVES

Pestalozzi's Financial Services practice group provides advice and assistance on all legal issues facing the banking industry and the capital markets.

EXPERTISE

In particular, Pestalozzi's Financial Services practice group has expertise in the following fields of activity:

  • Banking regulatory matters, including establishment and license applications
  • Bank contracts and guarantees
  • Compliance
  • Commercial banking
  • Transactions and financing
  • Bank secrecy obligations
  • Capital markets (private and public placements)
  • Investment banking
  • Regulatory matters with respect to stock exchanges and securities dealers
  • Issue and trading of securities, derivatives, commodities
  • Listing of securities
  • Investment funds and companies
  • Securitization
  • Insurance
  • International investigations

 

PUBLICATIONS