Financial Market Infrastructures | Pestalozzi Attorneys at Law

Financial Market Infrastructures

Our Financial Services team advises financial market infrastructures, their participants or members in relation to regulatory matters.

Our partners and associates have wide experience in advising inter alia trading venues, organised trading facilities, central counterparties and their members operating in, into or from Switzerland (on a cross-border basis).

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Our expertise includes:

  • Drafting and commenting on membership agreements, trading regulation, self-regulatory frameworks and netting agreements as well as issuing legal or regulatory opinions in favor of direct or indirect Swiss or non-Swiss members of financial market infrastructures
  • Provision of regulatory advice in relation to the establishment of organised trading facilities and the recognition of equivalent regimes, as well as licensing and organisational and risk management requirements, including drafting and commenting on compliance concepts and internal regulations or guidelines related to financial market infrastructure regulations

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